Putting policies in place: Seven principles of policymaking practice (1/5) [Reuters]
The Bank of New York Mellon Corporation (BK)
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Source: Reuters
Putting policies in place: Seven principles of policymaking practice (1/5) | Reuters 13 Min Read NEW YORK (Thomson Reuters Regulatory Intelligence) - There are almost as many ways to approach developing, governing, maintaining, storing and communicating financial services policy libraries as there are institutions that have to manage the effort. Whatever the approach — e.g., a central group, hub-and-spoke, centralised or distributed approvals, distributed maintenance, committees, working groups, individual responsibility, local storage, enterprise-wide GRC — there are a few principles to keep in mind. In my nearly 25 years working with financial services policies (the last five building a system from the ground up for one of the global systemically important banks (G-SIBs)), I have focused on seven interrelated principles. Whether you are building a policies and procedures library from scratch, overhauling an existing system, or looking to critique and tweak the processes and document
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