Massachusetts fines MassMutual $4.75 million over ‘Roaring Kitty' case [FOX Business Network]
GameStop Corporation (GME)
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Source: FOX Business Network
'The Antisocial Network' author Ben Mezrich on the revolutionary moment a Reddit group realized they had 'an enormous amount of power' in the stock market. A MassMutual investment subsidiary has agreed to pay $4.75 million to resolve allegations by Massachusetts securities regulators including that it failed to supervise its agents, among them the social media persona "Roaring Kitty," whose online posts helped spark January's trading frenzy in GameStop shares. Massachusetts Secretary of the Commonwealth William Galvin on Thursday said MML Investors Services failed to detect the activities of Keith Gill, who touted GameStop stock in his spare time while he was working at the company. Galvin, the state's top securities regulator, alleged MassMutual also inadequately supervised other agents and failed to review their social media usage or catch excessive trading in their personal accounts. GAMESTOP CHAOS WOULD ‘LOOK LIKE CHILD'S PLAY' IF INVESTORS DECIDE TO PLAY THE SAME GAME IN
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GME
Earnings
- 3/26/24 - Miss
GME
Sec Filings
- 4/19/24 - Form 144
- 4/10/24 - Form 4
- 4/9/24 - Form 4
- GME's page on the SEC website