Retiree Awarded All Investment Losses Plus Interest in Claim Against RBC Capital Markets
Royal Bank Of Canada (RY)
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Source: GlobeNewswire
FT. LAUDERDALE, Fla., April 15, 2019 (GLOBE NEWSWIRE) -- The law firm of Securities Fraud Attorney Mark A. Tepper announced today that an 80-year-old retired secretary who alleged her broker took advantage of her vulnerability by repeatedly violating FINRA rules and state law, has been awarded all investment losses plus interest, attorneys’ fees and arbitration filing fees by a FINRA Arbitrator. “We’re very pleased with this award," Mr. Tepper said. "This was a small case that wouldn't interest a lot of lawyers, but for the client to get 100% of the recovery without having to pay fees is gold for her and very satisfying for our law firm which fights to recover losses for the individual investor who is often retired and dependent on their savings.” The Mark Tepper law firm which represented the retiree, had filed the Claim against RBC Capital Markets, the U.S. broker-dealer arm of Royal Bank of Canada [NYSE: RY]. The Claim alleged that RBC Capital Markets broker, James M. Earl, tol
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Sec Filings
- 4/18/24 - Form 424B2
- 4/18/24 - Form 424B2
- 4/18/24 - Form 424B2
- RY's page on the SEC website