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Fintech Upstart Says It Received SEC Subpoena on AI Model, Loans [Yahoo! Finance]
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Most Read from Bloomberg Americans Are Racking Up ‘Phantom Debt' That Wall Street Can't Track Stormy Daniels Will Return to Court in Test of Trump's Demeanor Trump Judge Indefinitely Postpones Documents Case Trial Microsoft's Xbox Is Planning More Cuts After Studio Closings Upstart, which uses AI for underwriting, said it is cooperating with the Securities and Exchange Commission after having received the subpoena on Nov. 17. The company is “unable to predict the outcome of this matter,” Upstart said in a securities filing. A spokesperson said the company didn't have any further comment. The SEC is one of multiple agencies scrutinizing companies' use of AI, having proposed restrictions last year. Other financial regulators have been examining AI in underwriting because potential biases or otherwise faulty criteria could lead to bad outcomes, while agencies including the Federal Trade Commission are looking into non-financial companies, Bloomberg previously reported. U
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ARES
NEWS
NEWS
- Ares Management Corporation to Present at the TD Financial Services & Fintech Summit[Accesswire]
- Private Credit Chases Japan's Trillions as Inflation Spurs Shift [Yahoo! Finance][Yahoo! Finance]
- Private Credit Chases Japan's Trillions as Inflation Spurs Shift [BNN Bloomberg (Canada)][BNN Bloomberg]
- Private Credit Chases Japan's Trillions as Inflation Spurs Shift [Financial Post (Toronto, Ontario, Canada)][Financial Post]
- Ares Management Co. (NYSE: ARES) is now covered by analysts at Deutsche Bank Aktiengesellschaft. They set a "buy" rating and a $176.00 price target on the stock.[MarketBeat]
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ARES
SEC Filings
SEC Filings
- 5/31/24 - Form 144
- 5/31/24 - Form 144
- 5/29/24 - Form 4
- ARES's page on the SEC website
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