Dealers approve directors at 2017 MFDA AGM [Investment Executive - News]
HSBC HOLDINGS (HSEA)
US:NYSE Investor Relations:
hsbc.com/investor-relations
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Source: Investment Executive - News
From the Regulators Mutual fund dealers also approved a requirement for firms to disclose their membership in the MFDA to clients December 01, 2017 12:20 Companies cited in this article Mutual Fund Dealers Association More Mutual fund dealers approved a handful of directors for the board of the Mutual Fund Dealers Association of Canada (MFDA), and endorsed a disclosure rule, at the annual general meeting (AGM) of the self-regulatory organization (SRO) on Nov. 30. Steven Glover and Christopher Nicholls were approved as public directors. Glover, chief financial officer of Alberta's Clearview Resources Ltd., and Nicholls, law professor at Western University of London, Ont., were each approved to three-year terms on the SRO's board. Two industry directors — Susan Dujmovic, a senior executive at HSBC Bank Canada in Vancouver; and, Sonny Goldstein, president of Goldstein Financial Investmen
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