Ex-Nomura trader must face U.S. SEC charges over bond price lies -judge [Reuters]
Nomura Holdings Inc ADR American Depositary Shares (NMR)
US:NYSE Investor Relations:
nomuraholdings.com/investor
Company Research
Source: Reuters
Ex-Nomura trader must face U.S. SEC charges over bond price lies -judge | Reuters 2 Min Read NEW YORK (Reuters) - The U.S. Securities and Exchange Commission may pursue its civil lawsuit accusing a former senior trader at Nomura Holdings Inc of lying to customers about bond prices in order to boost profit and his bonus, a federal judge ruled on Monday. U.S. District Judge Paul Oetken in Manhattan refused to dismiss SEC claims that James Im tried to overcharge customers on bonds, by using such tactics as inflating the prices Nomura paid, understating Nomura’s profit on trades and making up conversations in order to close sales. Oetken rejected the idea that Im, who was co-head of Nomura’s commercial mortgage-backed securities (CMBS) desk before leaving the bank in December 2014, was, as the judge put it, “just a salesman haggling for a good deal.” Matthew Ingber, a lawyer for Im, did not immediately respond to requests for comment. Im is one of at least 11 individuals, including six fr
Show less
Read more
Impact Snapshot
Event Time:
NMR
Last Price
Price Change
Price Change%
Volume Shares
Max Up
Max Down
%
Volume Ratio
Performance Comparison
Updated
|
Event Day
Stock performance from the time of news release until the following 4pm ET market close
|
Last price at news event
|
Since Event
Multi-day stock performance from the time of the news release
|
|---|---|---|
|
EVENT DAY
Stock performance from the time of news release until the following 4pm ET market close
|
LAST
PRICE AT NEWS EVENT |
SINCE EVENT
Multi-day stock performance from the time of the news release
|
| Last Price | ||
| VWAP | ||
|
High:
|
Max Up |
High:
|
|
Low:
|
Max Down |
Low:
|
|
%
|
Post news range |
%
|
|
|
Price change |
|
|
|
Price Change Percentage |
|
|
|
S&P 500 (SPX) |
|
|
%
|
Volume ratio |
%
|
| Volume | ||
| Ticks | ||
|
|
Avg transaction size |
|
Don't Miss Out On The Next BIG Stock Move
Event day
Event Day Chart will not be displayed beyond 90-day period of the event
Performance since event
Time And Velocity Analysis
Be the first to know
Opt in for alerts from News Quantifed
Sign Up Today
Opt-in for
NMR alerts
Learn More With NQ
Reading the Impact Report
Help Me Understand This Data
Help Me Understand This Data
How NQ Works
What is news-based trading?
And why is it so successful?
And why is it so successful?
Movers & Shakers
The biggest gainers and losers and WHY it moved
NMR alerts
High impacting Nomura Holdings Inc ADR American Depositary Shares news events
Weekly update
A roundup of the hottest topics
NMR
News
- Oil Poses More Risks for Yen as Japan Depends on Imports [Yahoo! Finance]Yahoo! Finance
- Oil Poses More Risks for Yen as Japan Depends on Energy Imports [BNN Bloomberg (Canada)]BNN Bloomberg
- Oil Poses More Risks for Yen as Japan Depends on Energy Imports [Financial Post (Toronto, Ontario, Canada)]Financial Post
- Treasuries Get Respite as Middle East Risks Fan Haven Bid [Yahoo! Finance]Yahoo! Finance
- These Emerging Markets Have Healthy Buffers Against US Dollar Shock [Yahoo! Finance]Yahoo! Finance
NMR
Sec Filings
- 4/19/24 - Form 6-K
- 4/12/24 - Form 6-K
- 4/12/24 - Form 6-K
- NMR's page on the SEC website