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UBS Anticipates United States Department of Justice Will File Civil Complaint Relating to RMBS

UBS Group AG (UBS)  More Company Research Source: Business Wire
PDF UBS will contest the matter and is confident in its legal position, based on the facts and the law ZURICH & BASEL, Switzerland--(BUSINESS WIRE)-- Regulatory News: UBS has been advised by the United States Department of Justice ("DOJ") that the DOJ intends to file a civil complaint as early as November 8, 2018 related to UBS's issuance, underwriting and sale of residential mortgage-backed securities ("RMBS") more than a decade ago. UBS anticipates that the complaint will seek unspecified monetary civil penalties under the Financial Institutions Reform, Recovery, and Enforcement Act ("FIRREA") regarding RMBS transactions that date back to 2006 and 2007. The DOJ’s claims are not supported by the facts or the law. UBS will contest any such complaint vigorously in the interest of its shareholders. UBS is confident in its legal position and has been fully prepared for some time to defend i [Read more]

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