UBS to pay $48M to settle allegations over Hong Kong IPOs: Bloomberg [Seeking Alpha]
UBS Group AG Registered Ordinary Shares (UBS)
US:NYSE Investor Relations:
ubs.com/global/en/about_ubs/investor_relations.html
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Source: Seeking Alpha
UBS to pay $48M to settle allegations over Hong Kong IPOs: Bloomberg - UBS Group AG (NYSE:UBS) | Seeking Alpha Financials UBS to pay $48M to settle allegations over Hong Kong IPOs: Bloomberg Mar. 14, 2019 1:38 PM ET | UBS Group AG (UBS) Liz Kiesche UBS Group ( +0.3% agrees to pay At issue are China Forestry Holdings, Tianhe Chemicals Group, and China Metal Recycling Holdings, which each had their shares suspended amid questions over their finances soon after their initial public offerings. China Forestry and China Metal Recycling, each of which went public in 2009, have since been delisted. Trading in Tianhe Chemicals, which went public in 2014, is still halted. Previously: UBS, StanChart settle case over 2009 Hong Kong IPO: Reuters Click to subscribe to real-time analytics on UBS Now read: Schwab February client assets rise 2% M/M to $3.53T » Subscribe
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UBS
News
- UBS Group AG (NYSE: UBS) was downgraded by analysts at Citigroup Inc. from a "buy" rating to a "neutral" rating.MarketBeat
- UBS’s Drew Freides and Michael Kanigher Named to Forbes Best-in-State and Top Wealth Advisors listsBusiness Wire
- UBS Group AG (NYSE: UBS) was downgraded by analysts at BNP Paribas from an "outperform" rating to a "neutral" rating.MarketBeat
- UBS: To Play It Safe [Seeking Alpha]Seeking Alpha
- UBS hires financial advisor team led by Christopher Toregas in Los AngelesBusiness Wire
UBS
Sec Filings
- 4/16/24 - Form 6-K
- 4/2/24 - Form IRANNOTICE
- 3/28/24 - Form 6-K
- UBS's page on the SEC website