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UPDATE 1-US SEC says 16 firms fined more than $81 mln for recordkeeping failures [Yahoo! Finance]

Oppenheimer Holdings, Inc. Class A (DE)  (OPY) 
US:NYSE Investor Relations: opco.com/investor-relations/index.aspx
PDF Securities and Exchange Commission on Friday said 16 firms will pay more than $81 million to settle charges for widespread recordkeeping failures. The agency announced [Read more]