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SWZ – swiss helvetia fund, inc. (the) (US:NASDAQ)

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Total Return Securities Fund Provides Details About Rights Offering and Subsequent Tender Offer

Form SCHEDULE 13G Total Return Securities Filed by: CSS LLC/IL

Form NPORT-P Total Return Securities For: Sep 30

Form 424B2 Total Return Securities

Form SCHEDULE 13G/A Total Return Securities Filed by: RIVERNORTH CAPITAL MANAGEMENT, LLC

Form 4 Total Return Securities For: Oct 27 Filed by: SELL MORITZ A

Top News Gainers

3/16 Form 4 SWISS HELVETIA FUND, For: Mar 16 Filed by: SELL MORITZ A 3.5%

4/3 Form 4 SWISS HELVETIA FUND, For: Apr 03 Filed by: HELLERMAN GERALD 2.9%

3/13 Form N-CEN SWISS HELVETIA FUND, For: Dec 31 2.5%

10/4 The Swiss Helvetia Fund, Inc. Announces Adjournment Of 2019 Annual Meeting Of Stockholders To October 31, 2019 1.8%

3/2 Form 4 SWISS HELVETIA FUND, For: Feb 27 Filed by: HELLERMAN GERALD 1.6%

8/7 Form 4 SWISS HELVETIA FUND, For: Aug 05 Filed by: SELL MORITZ A 1.5%

12/13 The Swiss Helvetia Fund, Inc. Announces 2020 Repurchase Program 1.4%

7/29 Form PRE 14A SWISS HELVETIA FUND, For: Jul 29 0.9%

1/14 The Swiss Helvetia Fund, Inc. Announces Estimated Distribution Sources 0.5%

8/20 Form DEF 14A SWISS HELVETIA FUND, For: Aug 20 0.2%

Top News Decliners

8/2 Form 4 SWISS HELVETIA FUND, For: Aug 02 Filed by: HELLERMAN GERALD -2.9%

3/10 The Swiss Helvetia Fund, Inc. Declares Quarterly Distribution Of $0.1404 Per Share -2.6%

11/1 The Swiss Helvetia Fund, Inc. Announces Results Of The 2019 Annual Meeting Of Stockholders -2.1%

1/8 Form 4 SWISS HELVETIA FUND, For: Jan 06 Filed by: GOLDSTEIN PHILLIP -0.7%

10/8 Form DEFA14A SWISS HELVETIA FUND, -0.5%

2/13 Form SC 13G SWISS HELVETIA FUND, Filed by: RIVERNORTH CAPITAL MANAGEMENT, LLC -0.5%

2/26 Form 4 SWISS HELVETIA FUND, For: Feb 24 Filed by: GOLDSTEIN PHILLIP -0.4%

3/3 Form 4 SWISS HELVETIA FUND, For: Feb 28 Filed by: Dakos Andrew -0.4%

11/7 The Swiss Helvetia Fund, Inc. Announces Resumption of Managed Distribution Plan -0.4%

12/23 Form 4 SWISS HELVETIA FUND, For: Dec 19 Filed by: GOLDSTEIN PHILLIP -0.4%

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