Second broker charged in insider trading scheme [Investment Executive - News]
Broadcom Inc. (AVGO)
Last broadcom inc. earnings: 3/12 04:15 pm
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Source: Investment Executive - News
Another former broker has been charged with insider trading based on information that was allegedly misappropriated from the laptop of an investment bank employee by her then-boyfriend, and passed along to a couple of brokers — who then allegedly traded on that information directly, and on behalf of their shared clients. The U.S. Securities and Exchange Commission (SEC) filed charges against Ronald Smith, a former broker with Spartan Capital Securities LLC in New York, alleging that he generated over US$550,000 in illicit trading profits for his own accounts — and recommended trades to clients that made around US$5 million from the trading, and generated US$500,000 in trading commissions for the brokers. According to the SEC's complaint, Smith allegedly received inside information from a co-worker, Jordan Meadow — who had, in turn, received that confidential information from a friend, Steven Teixeira. Teixeira had obtained it from the laptop of his then-girlfriend, who worked as
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AVGO
Earnings
- 3/4/26 - Beat
AVGO
Sec Filings
- 3/27/26 - Form 4
- 3/26/26 - Form SCHEDULE
- 3/25/26 - Form 144
- AVGO's page on the SEC website