Sentinel Brokers Company, Inc., a Subsidiary of DSS, Inc., Receives FINRA Approval to Act as Underwriter and Selling Group Member for Corporate Securities Offerings [Yahoo! Finance]
DSS, Inc. (DSS)
NASDAQ:AMEX Investor Relations:
dsssecure.com
Company Research
Source: Yahoo! Finance
DSS, Inc. (NYSE American: DSS), is pleased to announce that it has received approval from the Financial Industry Regulatory Authority (FINRA) to act as an underwriter and selling group member for corporate securities offerings. This regulatory milestone significantly enhances Sentinel's capabilities in the capital markets, enabling the firm to participate more fully in initial public offerings (IPOs), follow-on offerings, and a wide array of corporate financing transactions. The approval underscores Sentinel's strategic growth and positions the company to better serve clients seeking capital through public market channels. “FINRA's approval represents a pivotal advancement in our firm's trajectory,” said Joseph Lawless, Founder and Chief Executive Officer of Sentinel Brokers Company, Inc. “It expands our scope beyond fixed income and equity market making and empowers us to more effectively support corporate issuers and institutional clients across the capital formation process.”
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DSS
Sec Filings
- 12/5/25 - Form 8-K
- 11/14/25 - Form 10-Q
- 10/21/25 - Form DEFR14A
- DSS's page on the SEC website