Eason Technology Limited Announces Receipt of a Warning Letter from NYSE American [Yahoo! Finance]
Dunxin Financial Holdings Limited American Depositary Shares (DXF)
Company Research
Source: Yahoo! Finance
has received a warning letter from NYSE American LLC (the "Exchange") regarding the Company's non-compliance with Section 401(a) of the NYSE American Company Guide (the "Company Guide"). Section 401(a) of the Company Guide requires a listed company "to make immediate public disclosure of all material information concerning its affairs" and "when such disclosure is to be made between 7:00 A.M. and 4:00 P.M., Eastern Time, it is essential that the Exchange be notified at least ten minutes prior to the announcement." The warning letter relates to the Company's filing of a Form 6-K with the Securities and Exchange Commission on January 9, 2026, disclosing a material purchase of real estate and the execution of an agreement relating to a material sale of the Company's securities. The Exchange determined that in disclosing material information on January 9, 2026 regarding material transactions entered into on December 16, 2025 and December 29, 2025, the Company failed to comply with Sec
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News
- Eason Technology Limited Announces Receipt of a Warning Letter from NYSE AmericanPR Newswire
- Eason Technology Limited Announces Entry into Material Agreements [Yahoo! Finance]Yahoo! Finance
- Eason Technology Limited Announces Entry into Material AgreementsPR Newswire
- Eason Technology Limited Receives Notification from NYSE Regarding Delinquent Filing of its Semi-annual FinancialsPR Newswire
- Eason Technology Limited Received NYSE American Non-Compliance LetterPR Newswire
DXF
Sec Filings
- 1/9/26 - Form 6-K
- 10/20/25 - Form 6-K
- DXF's page on the SEC website