ICE sanctioned for cyber breach reporting [Investment Executive - News]
Intercontinental Exchange Inc. (ICE)
Last intercontinental exchange inc. earnings: 4/30 07:30 am
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ir.theice.com
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Source: Investment Executive - News
The Intercontinental Exchange, Inc. (ICE) is paying a US$10 million penalty to resolve charges that it failed to immediately report a cybersecurity breach to regulators. The U.S. Securities and Exchange Commission (SEC) settled charges against ICE involving a cyber breach that occurred in April 2021, when the exchange was alerted to a possible intrusion that exploited an unknown vulnerability in its virtual private network (VPN). According to the SEC’s order, ICE investigated “and was immediately able to determine that a threat actor had inserted malicious code into a VPN device used to remotely access ICE’s corporate network.” However, it said the firm didn’t inform compliance officials at its subsidiaries, including the New York Stock Exchange (NYSE), about the breach for several days. This violation of the company’s own internal reporting procedures meant that the exchanges also failed to meet their regulatory reporting obligations, which required them to notify the SEC of cybe
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ICE
Earnings
- 5/2/24 - In-Line
ICE
Sec Filings
- 6/14/24 - Form 144
- 6/12/24 - Form 4
- 6/7/24 - Form 4
- ICE's page on the SEC website