JPMorgan (JPM) Gets CFTC Order to Pay for Surveillance Lapses [Yahoo! Finance]
JP Morgan Chase & Co. (JPM)
Last jp morgan chase & co. earnings: 4/14 06:43 am
Check Earnings Report
US:NYSE Investor Relations:
jpmorganchase.com/corporate/investor-relations/investor-relations.htm
Company Research
Source: Yahoo! Finance
The order also requires the bank to cease and desist from further violations of the CFTC's supervision requirements, and comply with conditions and undertakings specified in the order. The order provides that the monetary penalty obligation will be offset by $100 million of any payment made pursuant to the resolution with JPMorgan, concerning surveillance gaps by the Office of the Comptroller of the Currency (“OCC”) dated Mar 14, 2024, and the Board of Governors of the Federal Reserve System dated Mar 8, 2024. JPM has admitted to the facts in the order and has acknowledged that its conduct in certain sections violated the CFTC regulations. Per the order, in 2021, while onboarding a new trading exchange, the Wall Street giant discovered that its surveillance of trading on multiple venues and trading systems was not operating correctly. The surveillance gaps resulted from JPM's failure to configure certain data feeds to ensure complete trade and order data were being ingested b
Show less
Read more
Impact Snapshot
Event Time:
JPM
Last Price
Price Change
Price Change%
Volume Shares
Max Up
Max Down
%
Volume Ratio
Performance Comparison
Updated
|
Event Day
Stock performance from the time of news release until the following 4pm ET market close
|
Last price at news event
|
Since Event
Multi-day stock performance from the time of the news release
|
|---|---|---|
|
EVENT DAY
Stock performance from the time of news release until the following 4pm ET market close
|
LAST
PRICE AT NEWS EVENT |
SINCE EVENT
Multi-day stock performance from the time of the news release
|
| Last Price | ||
| VWAP | ||
|
High:
|
Max Up |
High:
|
|
Low:
|
Max Down |
Low:
|
|
%
|
Post news range |
%
|
|
|
Price change |
|
|
|
Price Change Percentage |
|
|
|
S&P 500 (SPX) |
|
|
%
|
Volume ratio |
%
|
| Volume | ||
| Ticks | ||
|
|
Avg transaction size |
|
Don't Miss Out On The Next BIG Stock Move
Event day
Event Day Chart will not be displayed beyond 90-day period of the event
Performance since event
Time And Velocity Analysis
Be the first to know
Opt in for alerts from News Quantifed
Sign Up Today
Opt-in for
JPM alerts
Learn More With NQ
Reading the Impact Report
Help Me Understand This Data
Help Me Understand This Data
How NQ Works
What is news-based trading?
And why is it so successful?
And why is it so successful?
Movers & Shakers
The biggest gainers and losers and WHY it moved
JPM alerts
High impacting JP Morgan Chase & Co. news events
Weekly update
A roundup of the hottest topics
JPM
News
- Currency Traders Readying for a ‘Vol Killer' Summer After Fed [BNN Bloomberg (Canada)]BNN Bloomberg
- Currency Traders Readying for a ‘Vol Killer' Summer After Fed [Yahoo! Finance]Yahoo! Finance
- Former student-athlete leads San Francisco's Olympic Club Foundation in providing access to youth sports programs [CBS News]CBS News
- Concentra Files Registration Statement for Proposed Initial Public Offering [Yahoo! Finance]Yahoo! Finance
- Google-backed Tempus AI closes first day of trading up 9% in Nasdaq stock market debut [MSNBC.com]MSNBC.com
JPM
Earnings
- 4/12/24 - Beat
JPM
Sec Filings
- 6/14/24 - Form 424B2
- 6/14/24 - Form 424B2
- 6/14/24 - Form 424B2
- JPM's page on the SEC website