The DOL's Final Fiduciary Rule Is Here. See What's Inside! [Forbes]
LPL Financial Holdings Inc. (LPLA)
Last lpl financial holdings inc. earnings: 4/30 04:05 pm
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Source: Forbes
retirement savers by redefining the investment advice fiduciary under the Employee Retirement Income Security Act and the Internal Revenue Code. This week the Department of Labor unveiled its much-anticipated final fiduciary rule, set to take effect on September 23, 2024. This landmark rule aims to safeguard the interests of retirement savers by redefining the investment advice fiduciary under the Employee Retirement Income Security Act and the Internal Revenue Code. The is readily available on the DOL website, awaiting its official publication in the Federal Register on April 25, 2024. The rule's final language reflects feedback received during a brief comment period, offering insights into the changes made from the proposed rule. In short, it requires retirement investment advisors to provide prudent, loyal, and honest advice free from overcharges. The rule places high expectations on fiduciaries to recommend investments that do not favor their interests over the retirement sa
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LPLA
Earnings
- 4/30/24 - Beat
LPLA
Sec Filings
- 5/2/24 - Form 10-Q
- 4/30/24 - Form 8-K
- 3/28/24 - Form DEFA14A
- LPLA's page on the SEC website