LPL Sues Former Advisor to Secure Arbitration Award [Yahoo! Finance]
LPL Financial Holdings Inc. (LPLA)
Last lpl financial holdings inc. earnings: 4/30 04:05 pm
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Source: Yahoo! Finance
Earlier this month, LPL Financial was awarded nearly $822,000 in damages, interest and fees in a FINRA arbitration it filed nearly three years ago against Eileen Cure, who was terminated by the firm after allegations that she discriminated against Black job applicants. In response, Cure then filed a motion in her own lawsuit against the independent broker/dealer to vacate or modify the arbitration award, claiming she was unrepresented in the proceeding and was “not provided with proper notice and opportunity to be heard.” In the latest development, LPL filed suit against Cure in a Southern District of Texas court this week, seeking enforcement of the arbitration award. Cure's attorney did not immediately respond to a request for comment. In the arbitration against Cure, LPL claimed she breached her representative agreement and that the balance of two promissory notes was due. The arbitration panel found that she was “wholly in breach” of the promissory notes for more than
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LPLA
News
- LPL Financial Reports Monthly Activity for February 2026GlobeNewswire
- Fed warns Middle East tensions could shake markets as it holds rates [Yahoo! Finance]Yahoo! Finance
- Why LPL Financial (LPLA) Stock Is Up Today [Yahoo! Finance]Yahoo! Finance
- LPL Financial Welcomes Consilium WealthGlobeNewswire
- Yahoo Finance [Yahoo! Finance]Yahoo! Finance
LPLA
Earnings
- 1/29/26 - Beat
LPLA
Sec Filings
- 3/19/26 - Form PRE
- 3/11/26 - Form 4
- 3/10/26 - Form 144
- LPLA's page on the SEC website