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-0.000191255785487554 -0.000344260413877424 -0.000306009256779957 -0.000984967295260656 0.000975404505986289 -0.0028879623608614 -0.00240982289714262 -0.00240982289714262
Stock impact report

Decision Notice - CIRO Sanctions Eugene Patrick Palacol [Yahoo! Finance]

Primerica, Inc. (PRI) 
Last primerica, inc. earnings: 4/29 04:15 pm Check Earnings Report
Company Research Source: Yahoo! Finance
to the Mutual Fund Dealer Rules and accepted a settlement agreement, with sanctions, between Enforcement Staff and Eugene Patrick Palacol. Eugene Palacol admitted to failing in his obligations regarding the proper execution of client account documents, by signing a client's signature on account forms and submitting them to the Dealer Member for processing. Pursuant to the settlement agreement, Eugene Palacol agreed to pay a fine of $15,000 and costs of $3,000. The settlement agreement is available at: Palacol, Eugene – Settlement Agreement The hearing panel's decision will be made available at www.ciro.ca At all material times, Eugene Palacol conducted business in the North York and Markham areas of Ontario as a dealing representative with PFSL Investments Canada Ltd. Eugene Palacol remains registered in the securities industry with PFSL Investments Canada Ltd. The Canadian Investment Regulatory Organization (CIRO) is the pan-Canadian self-regulatory organization that over Show less Read more
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