Serina Therapeutics Receives NYSE Deficiency Notification Regarding Shareholders' Equity
Serina Therapeutics, Inc. (SER)
Company Research
Source: GlobeNewswire
HUNTSVILLE, Jan. 15, 2026 (GLOBE NEWSWIRE) -- Serina Therapeutics, Inc. (“Serina” or the "Company") (NYSE American: SER), a clinical-stage biotechnology company advancing its lead Investigational New Drug ("IND") candidate, SER-252, for advanced Parkinson's disease, enabled by its proprietary POZ PlatformTM drug optimization technology, received a notice from the New York Stock Exchange ("NYSE") that it is below the continued listing criteria under Sections 1003(a)(i) and (ii) of the NYSE's listing standards set forth in Part 10 of the NYSE American Company Guide ("Company Guide"), because the Company reported stockholders' equity of $1.6 million as of September 30, 2025, and has had losses in three of its four most recent fiscal years ended December 31, 2024. The Company is also not currently eligible for any exemption in Section 1003(a) of the Company Guide from the stockholders' equity requirements. In connection with its non-compliance with Sections 1003(a)(i) and (ii) of the C
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SER
News
- Serina Therapeutics receives NYSE notification [Seeking Alpha]Seeking Alpha
- Serina Therapeutics Strengthens Leadership Team with Appointment of Dr. Joshua Thomas as VP, Head of Chemistry [Yahoo! Finance]Yahoo! Finance
- Serina Therapeutics Strengthens Leadership Team with Appointment of Dr. Joshua Thomas as VP, Head of ChemistryGlobeNewswire
- Serina Therapeutics Submits Complete Response to FDA Clinical Hold Letter for SER-252 ProgramGlobeNewswire
- Serina Therapeutics Reports Third Quarter 2025 Financial Results and Provides Business HighlightsGlobeNewswire
SER
Sec Filings
- 1/15/26 - Form 8-K
- 1/14/26 - Form 4
- 1/9/26 - Form 4
- SER's page on the SEC website