South Korea finds illegal stock short sales by seven more banks [Reuters]
Credit Suisse X-Links Crude Oil Shares Covered Call ETN (USOI)
US:NASDAQ Investor Relations:
credit-suisse.com/articles/media-releases/2017/04/en/usoi-launch-pr.html
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Source: Reuters
stock market as part of a full-scale investigation into trading practices at foreign investment banks. Last November, South Korea introduced a on short selling of stocks in the domestic market, after it found illegal trading by two foreign firms in October, and launched a special investigation to look into trading practices at other banks. In its interim investigation results released on Monday, the Financial Supervisory Service (FSS) said it had so far found illegal trading by nine banks, including two that have already been , out of 14 foreign investment banks, with trading violations totalling 211.2 billion won ($154.76 million). The other five were still being investigated, the FSS said, without naming any of them. South Korea's Chosun Ilbo daily on Thursday that financial authorities had notified Credit Suisse AG that it could face 50 billion won in fines over allegations it breached short-selling rules. The notice was sent to the South Korean and Singaporean units of t
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USOI
Sec Filings
- 5/10/24 - Form 13F-HR
- 5/8/24 - Form 6-K
- 4/23/24 - Form 6-K
- USOI's page on the SEC website